-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvQ0wvEriOuUVIDs1iFUZ+nvt1efzYjc+ZhJARi/xVYfMYZSlZTchoJbFSaXjj04 rjGCg4iSaqWkNxz7DvUGSA== 0000891836-00-000768.txt : 20001227 0000891836-00-000768.hdr.sgml : 20001227 ACCESSION NUMBER: 0000891836-00-000768 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20001226 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LOEWS CORP CENTRAL INDEX KEY: 0000060086 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 132646102 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-30354 FILM NUMBER: 795399 BUSINESS ADDRESS: STREET 1: 667 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10021-8087 BUSINESS PHONE: 2125452000 MAIL ADDRESS: STREET 1: 667 MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10021-8087 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TISCH LAURENCE A CENTRAL INDEX KEY: 0001009307 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021-8087 BUSINESS PHONE: 2125452000 MAIL ADDRESS: STREET 1: 667 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10021-8087 SC 13D/A 1 0001.txt SCHEDULE 13D, AMENDMENT NO. 9 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 9)* LOEWS CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 540424-10-8 -------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- Barry Bloom 667 Madison Avenue New York, New York 10021 212 521-2930 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 19, 2000 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. [_] NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 10 Pages SCHEDULE 13D - --------------------------- ------------------------- CUSIP NO. 540424-10-8 PAGE 2 OF 10 PAGES - --------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Laurence A. Tisch - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [_] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 8,478,998 NUMBER OF ----------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY OWNED BY 2,000,000 EACH ----------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON WITH 8,478,998 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,000,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 10,478,998 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [_] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 10.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- --------------------- CUSIP NO. 540424-10-8 PAGE 3 OF 10 PAGES - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Andrew H. Tisch - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,252,000 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 20,000 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 1,252,000 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 20,000 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,272,000 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- --------------------- CUSIP NO. 540424-10-8 PAGE 4 OF 10 PAGES - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Daniel R. Tisch - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,250,880 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 1,250,880 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,250,880 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- --------------------- CUSIP NO. 540424-10-8 PAGE 5 OF 10 PAGES - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) James S. Tisch - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,330,000 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 50,000 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 1,330,000 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 50,000 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,380,000 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.4% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- SCHEDULE 13D - --------------------- --------------------- CUSIP NO. 540424-10-8 PAGE 6 OF 10 PAGES - --------------------- --------------------- - -------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only) Thomas J. Tisch - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (See Instructions) (b) [X] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS (See Instructions) WC - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7. SOLE VOTING POWER NUMBER OF 1,250,000 SHARES ----------------------------------------------------- BENEFICIALLY 8. SHARED VOTING POWER OWNED BY 40,000 EACH ----------------------------------------------------- REPORTING 9. SOLE DISPOSITIVE POWER PERSON 1,250,000 WITH ----------------------------------------------------- 10. SHARED DISPOSITIVE POWER 40,000 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,290,000 - -------------------------------------------------------------------------------- 12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- Laurence A. Tisch, Andrew H. Tisch, Daniel R. Tisch, James S. Tisch and Thomas J. Tisch (the "Reporting Persons") hereby amend and supplement the statement on Schedule 13D previously filed by them with respect to the Common Stock (the "Common Stock") of Loews Corporation (the "Issuer") as set forth herein. Except as amended and supplemented hereby, the statement on Schedule 13D, as heretofore amended and supplemented, remains in full force and effect. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. The aggregate number and percentage of the outstanding Common Stock (based upon a total of 98,614,000 shares reported as outstanding by the Issuer as of November 3, 2000) beneficially owned by each of the Reporting Persons as of December 22, 2000 were as follows: Laurence A. Tisch 10,478,998 10.6% Andrew H. Tisch 1,272,000 1.3 Daniel R. Tisch 1,250,880 1.3 James S. Tisch 1,380,000 1.4 Thomas J. Tisch 1,290,000 1.3 Laurence A. Tisch has sole voting power and sole investment power with respect to 8,478,998 shares of Common Stock. The remaining 2,000,000 shares beneficially owned by him are owned by Wilma S. Tisch, his wife, and accordingly he may be deemed to share voting power and investment power with respect to such shares. Andrew H. Tisch has sole voting power and sole investment power as to 2,000 shares of Common Stock held by him directly and 1,250,000 shares held by Andrew H. Tisch 1991 Trust, for which he is the managing trustee. In addition, he has shared voting power and shared investment power with respect to 20,000 shares held by a charitable foundation of which he is a director. Daniel R. Tisch has sole voting power and sole investment power as to 500 shares of Common Stock held by him directly, 1,250,000 shares held by Daniel R. Tisch 1991 Trust, for which he is the managing trustee, and 380 shares owned by him as custodian for a son of Andrew H. Tisch. James S. Tisch has sole voting power and sole investment power as to 80,000 shares of Common Stock held by him directly and 1,250,000 shares of Common Stock held by James S. Tisch 1991 Trust, for which he is the managing trustee. In addition, he has shared voting power and shared investment power with respect to 50,000 shares held by a charitable foundation of which he is a director. Thomas J. Tisch has sole voting power and sole investment power as to 1,250,000 shares of Common Stock held by Thomas J. Tisch 1991 Trust, for which he is the managing Page 7 of 10 Pages trustee. In addition, he has shared voting power and shared investment power with respect to 20,000 shares held by a charitable foundation of which he is a director, and he may be deemed to have shared voting power and shared investment power with respect to 20,000 shares owned by Alice M. Tisch, his wife, as custodian for their children. During the sixty days preceding the filing of this statement, the Reporting Persons effected the following transactions in the Common Stock of the Issuer. Laurence A. Tisch effected sales of shares over which he has sole dispositive power on the New York Stock Exchange as follows: Date Number of Shares Price per Share ---- ---------------- --------------- 11/27/00 113,500 $94.5805 11/28/00 111,400 $95.0211 11/29/00 301,900 $95.1237 11/30/00 73,200 $94.8300 12/1/00 30,100 $94.5000 12/4/00 110,300 $94.7563 12/5/00 49,600 $95.0291 12/6/00 70,000 $94.9643 12/7/00 40,000 $94.9375 12/8/00 85,000 $94.7500 12/19/00 520,000 $95.6683 12/20/00 325,000 $97.7500 In addition, on December 19, 2000, a charitable foundation of which Thomas J. Tisch is a director sold 10,000 shares of Common Stock on the New York Stock Exchange at $94.956833 per share. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit 1. Agreement regarding the joint filing of this statement. Page 8 of 10 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. December 22, 2000 /s/ Laurence A. Tisch ---------------------------------- Laurence A. Tisch /s/ Andrew H. Tisch ---------------------------------- Andrew H. Tisch /s/ Daniel R. Tisch ---------------------------------- Daniel R. Tisch /s/ James S. Tisch ---------------------------------- James S. Tisch /s/ Thomas J. Tisch ---------------------------------- Thomas J. Tisch Page 9 of 10 Pages EX-99.1 2 0002.txt AGREEMENT AGREEMENT In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that this Amendment No. 9 to Schedule 13D, dated December 22, 2000, relating to the Common Stock of Loews Corporation is being filed with the Securities and Exchange Commission on behalf of each of them. December 22, 2000 /s/ Laurence A. Tisch ---------------------------------- Laurence A. Tisch /s/ Andrew H. Tisch ---------------------------------- Andrew H. Tisch /s/ Daniel R. Tisch ---------------------------------- Daniel R. Tisch /s/ James S. Tisch ---------------------------------- James S. Tisch /s/ Thomas J. Tisch ---------------------------------- Thomas J. Tisch -----END PRIVACY-ENHANCED MESSAGE-----